Compliance Analyst

Role overview

This opportunity is with a fast-moving trading business looking to add a Compliance Analyst to its Risk & Compliance function. The position is suited to an early-career professional who wants broad exposure to regulatory compliance, advisory support, financial crime, risk work, and regulatory change in a dynamic investment-firm setting. The role reports to the CCO/CRO and involves close interaction with senior leaders across the organisation.

The role is designed to help strengthen the company’s compliance framework while giving the successful candidate significant learning opportunities and day-to-day exposure to a wide range of regulatory topics. It is a strong fit for someone aiming to build a long-term career in compliance.

Core responsibilities

In this role, you will help the business meet its compliance and regulatory obligations, including FCA requirements and internal standards. You will contribute to operational monitoring as well as broader compliance projects, while providing practical support and guidance to colleagues across the firm.

Compliance monitoring and regulatory oversight

• Carry out recurring compliance checks in line with the organisation’s monitoring plan.
• Perform AML and KYC reviews and assist with ongoing client due diligence.
• Help track adherence to FCA rules and internal policies.

Risk and advisory support

• Support updates and improvements to the Compliance Risk Assessment.
• Provide practical regulatory input and day-to-day compliance advice to business teams.
• Assist in spotting, evaluating, and escalating compliance-related risks.

Policy and regulatory change

• Review and refresh policies and procedures so they remain aligned with legal and industry expectations.
• Support horizon scanning by identifying, assessing, and communicating relevant regulatory developments.
• Assist with implementing regulatory updates across the business.

Training and culture

• Help prepare and deliver compliance training across the firm.
• Contribute to a workplace culture grounded in integrity, compliance, and sound conduct.

Team and project support

• Support wider Risk & Compliance projects and initiatives.
• Provide general assistance to the team on regulatory and operational matters as needed.

Candidate profile

The ideal candidate will be motivated, detail-focused, and keen to develop within a regulated trading environment. You should be comfortable learning quickly, managing several priorities, and working with stakeholders across different levels of the business.

Experience and knowledge required

• At least 1 to 3 years of experience in a compliance position within financial services.
• Working understanding of FCA requirements and how they apply in practice.
• Knowledge of AML and Counter-Terrorist Financing rules.
• Strong analytical and organisational ability, with a high level of accuracy.
• Clear and effective communication skills for dealing with stakeholders at all levels.
• Self-starter attitude with a willingness to take responsibility for tasks and projects.

Preferred background

• Previous exposure to an investment firm, trading firm, or capital markets environment.
• Legal academic background such as LLB, GDL, LPC, SQE, or a similar qualification.
• Hands-on experience with compliance monitoring, advisory support, or regulatory change work.

Why this role stands out

• Exposure to a wide range of compliance and risk topics.
• Direct support and mentorship from senior leadership.
• Experience in a lively investment and trading environment.
• Strong potential for career progression and increased responsibility.
• Collaborative, high-performing team environment.

Additional information

This is a full-time, onsite role based in the London Area, United Kingdom. No salary, stipend, or vacancy count was provided in the source. No start date, duration, or application deadline was specified.

Who this role is for

This position is intended for candidates who want to accelerate their compliance career and gain practical experience across regulatory, advisory, and risk-related work in a growing firm.